-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HPceQae7Qt8zf3Tbsu178uzK00BVv2zOZYxDR2gHtHM0PRfankYaBZnLcgcSpCMy ngay+cxhO4Q6BBfTv4311g== 0001144204-11-008662.txt : 20110214 0001144204-11-008662.hdr.sgml : 20110214 20110214185207 ACCESSION NUMBER: 0001144204-11-008662 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 GROUP MEMBERS: JOHN V. WINFIELD FAMILY TRUST DTD 12/10/1998 GROUP MEMBERS: JOHN V. WINFIELD IRA 1 GROUP MEMBERS: JOHN V. WINFIELD IRA 2 GROUP MEMBERS: JOHN V. WINFIELD IRA 3 GROUP MEMBERS: JOHN V. WINFIELD IRA 4 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMERALD DAIRY INC CENTRAL INDEX KEY: 0000815353 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 840853668 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-83204 FILM NUMBER: 11609708 BUSINESS ADDRESS: STREET 1: 11990 MARKET STREET, STREET 2: SUITE 205 CITY: RESTON, STATE: VA ZIP: 20190 BUSINESS PHONE: 703-867-9247 MAIL ADDRESS: STREET 1: 11990 MARKET STREET, STREET 2: SUITE 205 CITY: RESTON, STATE: VA ZIP: 20190 FORMER COMPANY: FORMER CONFORMED NAME: Amnutria Dairy Inc. DATE OF NAME CHANGE: 20071015 FORMER COMPANY: FORMER CONFORMED NAME: MICRO TECH IDENTIFICATION SYSTEMS INC DATE OF NAME CHANGE: 19870610 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WINFIELD JOHN V CENTRAL INDEX KEY: 0000935390 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: THE INTERGROUP CORPORATION STREET 2: 10940 WILSHIRE BLVD., SUITE 2150 CITY: LOS ANGELES STATE: CA ZIP: 90024 SC 13G/A 1 v211442_sc13ga.htm Unassociated Document
UNITED STATES
SECURITIES AND ESCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G/A
 
Under the Securities Exchange Act of 1934
 
(Amendment No. 2)*
 
EMERALD DAIRY INC.
(Name of Issuer)
 
Common Stock, par value $0.001 per share
(Title of Class of Securities)
     
 
29089G 10 7
 
(CUSIP Number)
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o Rule 13d-1(b)
 
ý Rule 13d-1(c)
 
o Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
 
 
 
Page 1 of 11

 
CUSIP No. 29089G 10
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
John V. Winfield
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
(b)  o
3.
SEC Use Only
4.
Citizenship or Place of Organization
 
United States
 
 
 
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting Power
 
1,240,373(1)(3)
6.
Shared Voting Power
 
2,633,283(2)
7.
Sole Dispositive Power
 
1,240,373(1)(3)
8.
Shared Dispositive Power
 
2,633,283(2)
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
3,369,181(3)
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) _____
11.
Percent of Class Represented by Amount in Row (9)
 
9.9%
12.
Type of Reporting Person (See Instructions)
 
IN
 
(1)  Consists of (a) warrants to purchase 833,811 shares of Common Stock at an exercise price of $1.50 per share which expire on August 12, 2011, (b) warrants to purchase 262,850 shares of Common Stock at an exercise price of $1.63 per share which expire on December 31, 2012, (c) warrants to purchase 75,000 shares of Common Stock at an exercise price of $1.63 per share which expire on June 20, 2013, and (d) warrants to purchase 68,712 shares of Common Stock at an exercise price of $2.04 per share which expire on August 11, 2012.
 
(2)  Consists of (a) 2,466,783 shares held by John V. Winfield Family Trust DTD 12/10/1998, (b) 50,000 shares held by John V. Winfield IRA 1, (c) 22,000 shares held by John V. Winfield IRA 2, (d) 52,500 shares held by John V. Winfield IRA 3, and (e) 42,000 shares held by John V. Winfield IRA 4.  John V. Winfield is the Trustee of John V. Winfield Family Trust DTD 12/10/1998 and has sole voting and investment power over the shares owned thereby.  Mr. Winfield disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.  Mr. Winfield has sole voting and investment power over the shares owned by John V. Winfield IRA 1, John V. Winfield IRA 2, John V. Winfield IRA 3, and John V. Winfield IRA 4.  Mr. Winfield disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
 
(3)  The warrants described in note (1) above are subject to agreements with the Issuer that they cannot be exercised at any time when the result would be to cause the holder to beneficially own more than 9.9% of the Issuer’s Common Stock.
 
 
Page 2 of 11

 
CUSIP No. 29089G 10
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
John V. Winfield Family Trust DTD 12/10/1998
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
(b)  o
3.
SEC Use Only
4.
Citizenship or Place of Organization
 
California
 
 
 
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting Power
 
0
6.
Shared Voting Power
 
2,466,783
7.
Sole Dispositive Power
 
0
8.
Shared Dispositive Power
 
2,466,783
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,466,783
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)_____
11.
Percent of Class Represented by Amount in Row (9)
 
7.2%
12.
Type of Reporting Person (See Instructions)
 
OO
 

Page 3 of 11

 
CUSIP No. 29089G 10
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
John V. Winfield IRA 1
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
(b)  o
3.
SEC Use Only
4.
Citizenship or Place of Organization
 
California
 
 
 
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting Power
 
0
6.
Shared Voting Power
 
50,000
7.
Sole Dispositive Power
 
0
8.
Shared Dispositive Power
 
50,000
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
50,000
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)_____
11.
Percent of Class Represented by Amount in Row (9)
 
Less than 1%
12.
Type of Reporting Person (See Instructions)
 
OO
 
 
 
Page 4 of 11

 
CUSIP No. 29089G 10
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
John V. Winfield IRA 2
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
(b)  o
3.
SEC Use Only
4.
Citizenship or Place of Organization
 
California
 
 
 
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting Power
 
0
6.
Shared Voting Power
 
22,000
7.
Sole Dispositive Power
 
0
8.
Shared Dispositive Power
 
22,000
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
22,000
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)_____
11.
Percent of Class Represented by Amount in Row (9)
 
Less than 1%
12.
Type of Reporting Person (See Instructions)
 
OO
 


Page 5 of 11

 
CUSIP No. 29089G 10
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
John V. Winfield IRA 3
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
(b)  o
3.
SEC Use Only
4.
Citizenship or Place of Organization
 
California
 
 
 
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting Power
 
0
6.
Shared Voting Power
 
52,500
7.
Sole Dispositive Power
 
0
8.
Shared Dispositive Power
 
52,500
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
52,500
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)_____
11.
Percent of Class Represented by Amount in Row (9)
 
Less than 1%
12.
Type of Reporting Person (See Instructions)
 
OO
 
 
 
Page 6 of 11

 
CUSIP No. 29089G 10
 
1.
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
John V. Winfield IRA 4
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)  o
(b)  o
3.
SEC Use Only
4.
Citizenship or Place of Organization
 
California
 
 
 
Number of Shares Beneficially Owned by Each Reporting Person With:
5.
Sole Voting Power
 
0
6.
Shared Voting Power
 
42,000
7.
Sole Dispositive Power
 
0
8.
Shared Dispositive Power
 
42,000
9.
Aggregate Amount Beneficially Owned by Each Reporting Person
 
42,000
10.
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)_____
11.
Percent of Class Represented by Amount in Row (9)
 
Less than 1%
12.
Type of Reporting Person (See Instructions)
 
OO
 
 
 
Page 7 of 11

 
SCHEDULE 13G
 
The Reporting Persons named in Item 2 below are hereby collectively filing this Schedule 13G (this “Statement”) because due to certain relationships among the Reporting Persons, such Reporting Persons may be deemed to beneficially own the same securities directly acquired by one of the Reporting Persons from the Issuer named in Item 1 below.  In accordance with Rule 13d-1(k)(1)(iii) promulgated pursuant to the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Reporting Persons named in Item 2 below have executed a written agreement relating to the collective filing of this Statement, a copy of which is annexed hereto as Exhibit 1.
 
Item 1.
 
(a)  
 Name of Issuer
 
Emerald Dairy Inc.
 
(b)  
Address of Issuer’s Principal Executive Offices
 
11990 Market Street, Suite 205, Reston, Virginia 20190
 
Item 2.
 
(a)  
 Name of Persons Filing
 
This Statement is filed by the entities and persons listed below, who are referred to herein individually as a “Reporting Person” and collectively as the “Reporting Persons.”
 
John V. Winfield
 
John V. Winfield Family Trust DTD 12/10/1998
 
John V. Winfield IRA 1
 
John V. Winfield IRA 2
 
John V. Winfield IRA 3
 
John V. Winfield IRA 4
 
John V. Winfield is the Trustee of John V. Winfield Family Trust DTD 12/10/1998 and has sole voting and investment power over the shares owned thereby.  Mr. Winfield disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
 
Mr. Winfield has sole voting and investment power over the shares owned by John V. Winfield IRA 1, John V. Winfield IRA 2, John V. Winfield IRA 3, and John V. Winfield IRA 4.  Mr. Winfield disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
 
(b)  
Address of Principal Business Office or, if none, Residence
 
The address of each of the Reporting Persons is c/o John V. Winfield, 600 Sarbonne Road, Belair, CA, 90077.
 
Page 8 of 11

 
(c)  
  Citizenship
 
Citizenship is as set forth in Row 4 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person.
 
(d)  
Title of Class of Securities
 
Common Stock, par value $0.001 per share
 
(e)  
CUSIP Number
 
29089G 10 7
 
Item 3.
 
Item 3(a) – (j) are not applicable
 
Item 4.  Ownership.
 
The information required by Item 4(a) – (c) is set forth in Rows 5 through 11 on the cover page for each Reporting Person hereto and is incorporated herein by reference.
 
Item 5.  Ownership of Five Percent or Less of a Class.
 
Not applicable
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
 
Not applicable
 
 
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
Not applicable
 
Item 8.  Identification and Classification of Members of the Group
 
Not applicable
 
Item 9.  Notice of Dissolution of Group.
 
Not applicable
 
Item 10.  Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the Securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the Issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
Page 9 of 11

 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and correct

Date:  February 14, 2011

/s/ John V. Winfield
John V. Winfield
 
JOHN V. WINFIELD FAMILY TRUST DTD 12/10/98
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Trustee
   
JOHN V. WINFIELD IRA 1
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
JOHN V. WINFIELD IRA 2
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
JOHN V. WINFIELD IRA 3
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
JOHN V. WINFIELD IRA 4
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
 
Page 10 of 11

 
EXHIBIT 1
 
to
 
SCHEDULE 13G/A
 

 
JOINT FILING AGREEMENT
 
This will confirm the agreement by and among the undersigned that the Schedule 13G/A filed with the Securities Exchange Commission on or about the date hereof with respect to the beneficial ownership by the undersigned of the securities described therein is being filed, and all amendments thereto will be filed, on behalf of each of the persons and entities named below in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
 
This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute on and the same instrument.
 
Dated: February 14, 2011
 
/s/ John V. Winfield
John V. Winfield
 
JOHN V. WINFIELD FAMILY TRUST DTD 12/10/98
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Trustee
   
JOHN V. WINFIELD IRA 1
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
JOHN V. WINFIELD IRA 2
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
JOHN V. WINFIELD IRA 3
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
   
JOHN V. WINFIELD IRA 4
 
By:
/s/ John V. Winfield
Name: John V. Winfield
Title: Authorized Signatory
 
Page 11 of 11

 
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